Michael Robert Spielmann

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 01/2020
  Strategic Financial Concepts, Llc
  Lafayette, LA
• 09/2009 → 01/2020
  Lpl Financial Llc
  Lafayette, LA
• 01/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2007-11-29 → 2020-01-21
  Strategic Financial Concepts, Llc
  Lafayette, LA
  San Antonio, TX

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING, 01/2020 2) MICHAEL R SPIELMANN, 102 ASMA BLVD STE 108 LAFAYETTE LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/2014, NIR, 16 HR/MO 16 HR/MO TRADING 3) SPIELMANN & ASSOCIATES, 102 ASMA BLVD STE 108 LAFAYETTE LA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/1997, INV REL, 0 HR/MO 0 HR/MO TRADING 4) CORPORATE FINANCIAL STRATEGIES LLC, 102 Asma Blvd. Suite 108, Lafayette LA 70508, United States, 06/01/1997, Owner, Insurance/Benefits/Human Resources, NIR, 16 HR/MO - 16 HR/MO TRADING 5) ACADIAN HOME BUILDERS ASSOCIATION, 117 RUE BASTILLE LAFAYETTE LA, 03/2024, BOARD MEMBER, VOLUNTEER, NIR, 2 HR/MO 2 HR/MO TRADING 6) ACADIAN HOME BUILDERS ASSOCIATION BOARD OF DIRECTORS, 117 RUE BASTILLE LAFAYETTE LA, 08/2024, BOARD MEMBER, PROFESSIONAL NETWORKING, NIR, 3 HR/MO 3 HR/MO TRADING 7) TWENTYOAK FINANCIAL PARTNERS, 102 ASMA BLVD STE 108 LAFAYETTE LA, 10/2024, OWNER, DBA, INV REL, 150 HR/MO 150 HR/MO TRADING 8) WORLD INSURANCE, 102 Asma Boulevard, Suite 108, Lafayette LA 70508, United States, START DATE 08/2025, Agent, Insurance/Benefits/Human Resources, NIR, 15 HR/MO - 10 HR/MO TRADING 9) PALMER AND CAY THIRD WAVE, 102 ASMA BLVD, SUITE 108, LAFAYETTE LA 70508, 07/2026, EMPLOYEE, CIR APPROVED SALE OF MY CIR BLOCK OF BUSINESS TO PALMER AND CAY THIRD WAVE, INV REL, 140 HR/MO - 140 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-06-05
• S65 Uniform Investment Adviser Law Examination
  2007-07-24

Other Names

• Michael Robert Spielmann