Andrew Tung Tran

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-21
CA	RA	APPROVED	2005-01-20

TX RA
APPROVED_RES

Since 2021-01-21
CA RA
APPROVED

Since 2005-01-20

Branch Locations

16141 Beach Blvd, Huntington Beach, CA 92647 • United States

535 Westminster Mall, Westminster, CA 92683 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Advisors, Llc	Huntington Beach	CA	01/2005	Present

01/2005 → Present

U.S. Bancorp Advisors, Llc

Huntington Beach, CA

Previous Registrations

2003-10-31 → 2005-01-21

Ameriprise Advisor Services, Inc.

Irvine, CA
1999-11-30 → 2002-11-26

Morgan Stanley Dw Inc.

Santa Ana, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-21
S63	Uniform Securities Agent State Law Examination	1997-11-11

S65 Uniform Investment Adviser Law Examination

1999-01-21
S63 Uniform Securities Agent State Law Examination

1997-11-11

Other Names

Tung Nguyen

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews