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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-04
VA RA APPROVED 2017-10-31
  • TX RA
    APPROVED_RES
    Since 2018-05-04
  • VA RA
    APPROVED
    Since 2017-10-31

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jv Group Towson MD 03/2014 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 06/2017 Present
Bank Of America, N.A. Vienna VA 12/2017 Present
Other Businesses

I*2219289, Entity Type: Entity For Profit, Name of OBA: vonalyn llc, Address: Reston, Virginia, 20194, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 02/27/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: LLC for an existing rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2017-10-27
Other Names
  • James Ventura
  • James Alan Ventura

View on SEC IAPD

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