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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
2625 Butterfield Rd Ste 138S, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg | Oakbrook Terrace | IL | 06/2001 | 09/2024 |
| Neigborhood Sealcoaters | Agneva | IL | 06/2003 | 08/2017 |
| Employee Benefit Risk Management Services-Ebrm | Oakbrook | IL | 06/2011 | 11/2021 |
| Transamerica Financial Advisors, Inc | Oakbrook Terrace | IL | 01/2012 | 09/2024 |
| Heartland Institute Of Financial Education | Aurora | CO | 07/2012 | Present |
| Plc Financial Group,Inc | Chicago | IL | 04/2012 | Present |
| Rental Property | Lisle | IL | 01/2017 | 10/2020 |
| Paramount Adjusters | Chicago | IL | 09/2017 | 11/2021 |
| College Loan Freedom | Henderson | NV | 10/2020 | 05/2024 |
| Lspn Pro, Llc | Lindon | UT | 06/2021 | 05/2024 |
| Wealthwave | Oakbrook Terrace | IL | 02/2023 | 09/2024 |
| Lpl Financial Llc | Riverwoods | IL | 09/2024 | Present |
1) 08/2024 - HEARTLAND INSTITUTE OF FINANCIAL EDUCATION / Certified Financial Educator / Outside/W-2 Employment / Inv. Related / Greenwood Village, CO / Start date 07/01/2012 -4 Hrs per month - 10% Time Spent 2) 08/2024 - Patrick Calhan / Non-Variable Insurance / Inv. Related / Start date 09/16/1999 - 40 Hrs per month - 25% Time Spent 3) 08/2024 - Stratos Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 4) 08/2024 - PLC FINANCIAL GROUP INC, / Owner / Business Entity For Tax/Investment Purposes Only / Inv. Related / Riverwoods IL / Start date 04/01/2012 - 4 Hrs per month - 1 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-05 |
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