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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-12-11 |
| TX | RA | APPROVED | 2023-06-21 |
Branch Locations
5600 Northwest Central Dr, Houston, TX 77092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Houston | TX | 08/1997 | 08/2019 |
| Brookwood Advisors | Houston | TX | 11/2019 | 03/2023 |
| Lpl Financial, Llc | Houston | TX | 12/2019 | 04/2023 |
| Private Advisor Group, Llc | Houston | TX | 01/2020 | 04/2023 |
| Unemployed | Houston | TX | 04/2023 | 06/2023 |
| Thrivent Investment Management Inc | Houston | TX | 06/2023 | Present |
| Thrivent Financial | Appleton | WI | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-15 |
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