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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-11-22
  • OH RA
    APPROVED
    Since 2004-11-22

Branch Locations

2081 West Henderson Road, Columbus, OH 43220 • United States

1669 Holt Rd., Columbus, OH 43228 • United States

5055 West Broad Street, Columbus, OH 43228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Cincinnati OH 03/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 1997-12-08
  • S66 Uniform Combined State Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-12-08

View on SEC IAPD

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