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Sofia E Kostopoulos

Citigroup Global Markets Inc.

New York, NY

Washington, DC

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-03-07
  • DC RA
    APPROVED
    Since 2024-03-07

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

1101 Pennsylvania Avenue Nw 11Th Floor, Washington, DC 20004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 04/2011 01/2017
Wells Fargo Advisors Richmond VA 04/2019 11/2019
Jp Morgan Securities, Llc Richmond VA 01/2020 03/2021
Jp Morgan Chase Bank, N.A. Richmond VA 01/2020 03/2021
Wells Fargo Advisors Financial Network, Llc Richmond VA 04/2019 11/2019
Citibank Na Ft Lauderdale FL 01/2017 03/2019
Wells Fargo Clearing Services, Llc Virginia Beach VA 03/2021 01/2023
Citigroup Washington DC 01/2023 Present
  • 04/2011 → 01/2017
    Citigroup Global Markets Inc.
    Miami, FL
  • 04/2019 → 11/2019
    Wells Fargo Advisors
    Richmond, VA
  • 01/2020 → 03/2021
    Jp Morgan Securities, Llc
    Richmond, VA
  • 01/2020 → 03/2021
    Jp Morgan Chase Bank, N.A.
    Richmond, VA
  • 04/2019 → 11/2019
    Wells Fargo Advisors Financial Network, Llc
    Richmond, VA
  • 01/2017 → 03/2019
    Citibank Na
    Ft Lauderdale, FL
  • 03/2021 → 01/2023
    Wells Fargo Clearing Services, Llc
    Virginia Beach, VA
  • 01/2023 → Present
    Citigroup
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
S63 Uniform Securities Agent State Law Examination 1997-12-22
  • S66 Uniform Combined State Law Examination
    2013-10-10
  • S63 Uniform Securities Agent State Law Examination
    1997-12-22
Other Names
  • Sofia E Kostopoulos
  • Sofia Kostopoulos

View on SEC IAPD

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