Thomas Richard Sawyer

Current Employers

Employment History

• 12/2015 → 05/2017
  Lincoln Financial Advisors
  Ft Lauderdale, FL
• 06/2017 → 01/2022
  Lpl Financial, Llc
  Santa Rosa Beach, FL
• 07/2017 → 01/2022
  Integrated Wealth Concepts, Llc
  Santa Rosa Beach, FL
• 01/2022 → 05/2023
  Ameriprise Financial Services, Llc
  Ft Lauderdale, FL
• 09/2023 → Present
  Raymond James Financial Services, Inc.
  Oakland Park, FL
• 09/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Oakland Park, FL
• 06/2023 → Present
  Leeward Financial Group
  Lighthouse Point, FL
• 06/2023 → Present
  Leeward Financial Advisor
  Oakland Park, FL
• 01/2000 → Present
  N/A
  Ft Lauderdale, FL

Previous Registrations

• 2022-04-28 → 2023-05-30
  Ameriprise Financial Services, Llc
  Ft Lauderdale, FL
  Ft Lauderdale, FL
  Ft Lauderdale, FL
• 2017-07-10 → 2022-02-28
  Integrated Wealth Concepts Llc
  Fort Lauderdale, FL
• 2015-12-16 → 2017-05-15
  Osaic Fa, Inc.
  Worcester, MA
  Waltham, MA
  Fort Lauderdale, FL
• 2004-07-09 → 2015-12-16
  Cetera Investment Advisers Llc
  Ft. Lauderdale, FL
  Ft. Lauderdale, FL
• 1999-06-10 → 2004-10-29
  Genworth Financial Planning Corporation
  Ft. Lauderdale, FL

Other Businesses

(1) 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Real Estate Brokerage/ Agent or Development Ttl:Independent Contractor IR:No Start: 01/01/2000 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:I hold a real estate license, but do not actively engage in sales activity. I have used it for personal purposes in the past to reduce sales commissions. (2) 320 NE 16 Ave, Ft Lauderdale, FL, 33301, US A/T:Rental Real Estate Ttl:Owner/Proprietor IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Investment in rental real estate. (3) African Safari Club of Florida Conservation Fund Inc 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Non profit Ttl:Officer - Treasurer IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Prepare and review financial reports. Report as requested to the board. (4) African Safari Club of Florida Inc 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Non profit Ttl:Officer - Treasurer IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Prepare and review financial reports. Report as requested to the board. (5) Broward Network Group Inc 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Non profit Ttl:Officer - Treasurer IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Prepare and review financial reports. Report as requested to the board. (6) Dawg House 4227 LLC 4227 White Oak Drive, Hiawassee, GA, 30546, US A/T:Rental Real Estate Ttl:Owner/Proprietor IR:Yes Start: 12/22/2025 Hrs: 2-10 Hrs during trading hours: 0-1 Duties:Short Term Rental property in Hiawassee, Ga (7) Dawg House 5705 LLC 5705 Valley View Lane, Hiawassee, GA, 30546, US A/T:Rental Real Estate Ttl:Owner/Proprietor IR:Yes Start: 09/01/2024 Hrs: 2-10 Hrs during trading hours: 0-1 Duties:Short Term Rental property in Hiawassee, GA (8) Dawg House 750 LLC 750 Ruby Lake Drive, Hiawassee, GA, 30546, US A/T:Rental Real Estate Ttl:Owner/Proprietor IR:Yes Start: 11/01/2024 Hrs: 2-10 Hrs during trading hours: 0-1 Duties:Short term rental of residential property (9) Ducks Unlimited Inc - Ft Lauderdale Chapter 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Non profit Ttl:Officer - Treasurer IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Prepare and review financial reports. Report as requested to the board. (10) Leeward Financial Advisor 1400 E Oakland Park Blvd Ste 100, Oakland Park, FL, 33334-4400, US A/T:Support Company - Non Owner Ttl:Independent Contractor IR:No Start: 06/07/2023 Hrs: 21-40 Hrs during trading hours: 21-40 Duties:All activity as it relates to RJF are run in this entity. (11) Outdoor Education Inc 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Non profit Ttl:Officer - Treasurer IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Prepare and review financial reports. Report as requested to the board. (12) Sawyer & Latimer, PA 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Accounting/CPA Ttl:Officer - President IR:No Start: 06/01/1998 Hrs: 81+ Hrs during trading hours: 41+ Duties:Owner and main CPA for tax and accounting business. Manage staff, clients and work product, sign company checks, etc. (13) Sawyer Holiday LLC dba Cruise Planners 320 NE 16th Ave, FT Lauderdale, FL, 33301, US A/T:Business Owner Ttl:Partner IR:No Start: 05/23/2016 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Travel agency franchise. I handle banking transactions and file tax returns. The person operating the business is my spouse. (14) Scurvy Pirates LLC 1400 E Oakland Park Blvd #102, Ft Lauderdale, FL, 33334, US A/T:Rental Real Estate Ttl:Partner IR:Yes Start: 06/07/2023 Hrs: 0-1 Hrs during trading hours: 0-1 Duties:Collect rental income, pay the bills, file tax returns.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-06

Designations

Other Names

• Thomas Richard Sawyer
• Tom Richard Sawyer