James A Senior

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-11
FL	RA	APPROVED	2012-04-30

TX RA
APPROVED_RES

Since 2019-01-11
FL RA
APPROVED

Since 2012-04-30

Branch Locations

3471 N Federal Hwy Ste 601, Ft Lauderdale, FL 33306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2012	Present

04/2012 → Present

Edward Jones

St Louis, MO

Previous Registrations

2011-06-07 → 2012-05-03

Fifth Third Securities, Inc.

Sunrise, FL

Other Businesses

United States Holocaust Memorial Museum Boca Raton, FL Start date: 6/3/2011 Member, Prof. Advisory Committee Hours per week: 0 Hours during trading: 0 Participate in fundraising planning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-05

S66 Uniform Combined State Law Examination

2011-06-05

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

James Senior
James Anthony Senior

View on SEC IAPD