Steven John Barker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 11/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scarborough, ME
• 05/2018 → 04/2020
  Bank Of America, N.A.
  Scarborough, ME
• 01/2016 → 05/2018
  Ipayment Inc And Merchant Focus
  Portland, ME
• 12/2015 → 12/2016
  Zoomph Inc
  Portland, ME
• 10/2024 → 04/2025
  Lsf Capital Llc
  Fort Lauderdale, FL
• 12/2023 → 07/2025
  Credit Card Processing Agents L.L.C.
  Portland, ME
• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Lauderdale, FL
• 09/2025 → Present
  Bank Of America, N.A.
  Fort Lauderdale, FL

Previous Registrations

• 2024-11-05 → 2025-02-18
  Lsf Capital Llc
  Fort Lauderdale, FL
• 2020-09-28 → 2023-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scarborough, ME
  New York, NY
  Scarborough, ME
  Scarborough, ME
  Saco, ME
  Mount Pleasant, SC
  Boston, MA
  Boston, MA

Other Businesses

I*: 2722276Name: Broward Football Officiating AssociationInvestment-related: NoAddress: Pompano Beach, FL 33060Title, or relationship with the other business: RefereeStart date: 8/28/2025Hours/month you devote to the other business 2 hrs wklyHours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business Referee football gamesI*: Entity Type: Rental PropertyName: B. Property Management LLCInvestment-related: NoAddress: South Portland, ME 04106Title, or relationship: OwnerStart date: 09/01/2022Hours/month you devote to the other business: 2 hoursHours you devote to the other business during securities trading hours: 0Duties: Owner of the property I*5253268 Entity Type: N/A Name of OBA: C B Address: Fort Lauderdale, Florida, 33311 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/06/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

• S66 Uniform Combined State Law Examination
  2020-09-11

Other Names

• Steven Barker
• Steven John Barker