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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Racine Tax Accountants | Dresser | WI | 09/1992 | Present |
| Avantax Investment Services, Inc. | Dresser | WI | 09/1997 | 09/2025 |
| Avantax Insurance Agency, Llc | Dresser | WI | 01/2018 | 09/2025 |
| Cetera Wealth Services, Llc | Osceola | WI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Racine Tax & Financial Services LLC; 924 240th Street, Dresser, WI 54009; Tax Preparation/Accounting Owner/Sole Proprietor; 9/1/2001; 45hrs; 40hrs; Owner 2) Avantax Insurance Agency, LLC; 6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~1/1/2018~10hrs~10hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 3) TAX-SMART ADVISORY GROUP LLC POSITION: LLC member/manager NATURE: Tax-Smart Advisory Group LLC is a shared services company for financial advisors. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/09/2023 ADDRESS: 924 240th St, Osceola WI 54020, United States DESCRIPTION: Day to day operations assisting financial advisors and provide services that facilitate maintenance and growth of investment and advisory business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-19 |
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