Christopher G Pieper

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Mitchell, KY
• 02/2012 → Present
  Bank Of America, N.A.
  Fort Mitchell, KY

Previous Registrations

• 2009-06-01 → 2011-11-09
  Morgan Stanley
  Edgewood, KY
  Cincinnati, OH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Edgewood, KY
• 2004-04-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Edgewood, KY
  Edgewood, KY
• 2002-12-06 → 2004-04-13
  Robert W. Baird & Co. Incorporated
  Crestview Hills, KY

Other Businesses

I*475109For profit or not for profit: Entity For ProfitName of outside business organization: Hemmer Investment GroupInvestment related: NAddress of business: Ft. Mitchell, Kentucky, 41017Nature of business: ["Limited Liability Company"]Position, title, association: ["Committee","Board Member"], [["Other"]]Start date of relationship: 3/1/2012Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Commercial Real Estate InvestmentMember of board seeking Real Estate Invesments I*511979For profit or not for profit: Entity For ProfitName of outside business organization: PJGW Properties LLCInvestment related: NAddress of business: Florence, Kentucky, 41042Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 7/15/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , 1/3 owner of an LLC that owns one rental property. Very few to no responsibilities I*2036294, Entity Type Fiduciary , Name of OBA: DSM Trust Dated December 5, 2023 Address:1132 Riverside Dr., Cincinnati, Ohio, 45202 Investment Related: No Position, Title, Association: Successor TrusteeEmployee Start Date: 07-Oct-2024 No Hours: 0No Hours during trading:0 Duties: I*3126286, Entity Type: Entity Charitable, Name of OBA: Family Nurturing Center , Address: Florence , Kentucky, 41042, Investment Related: Y, Position, Title, Association: Committee, Employee State Date: 10/30/2025, No Hours: 8 Yearly, No Hours during Trading: 8 Yearly, Duties: Investment Advisory Committee J(Director) wanted Financial Professionals on the committee to help her and the Board of the Family Nurturing Center to set some guidelines/direction on monies they are raising for a building they are purchasing and the construction of that building. The treatment and prevention of Child abuse

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1999-12-20

Other Names

• Christopher Gerard Pieper