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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-08 |
| KY | RA | APPROVED | 2011-11-04 |
Branch Locations
300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Mitchell | KY | 11/2001 | Present |
| Bank Of America, N.A. | Fort Mitchell | KY | 02/2012 | Present |
I*475109For profit or not for profit: Entity For ProfitName of outside business organization: Hemmer Investment GroupInvestment related: NAddress of business: Ft. Mitchell, Kentucky, 41017Nature of business: ["Limited Liability Company"]Position, title, association: ["Committee","Board Member"], [["Other"]]Start date of relationship: 3/1/2012Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Commercial Real Estate InvestmentMember of board seeking Real Estate Invesments I*511979For profit or not for profit: Entity For ProfitName of outside business organization: PJGW Properties LLCInvestment related: NAddress of business: Florence, Kentucky, 41042Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 7/15/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , 1/3 owner of an LLC that owns one rental property. Very few to no responsibilities I*2036294, Entity Type Fiduciary , Name of OBA: DSM Trust Dated December 5, 2023 Address:1132 Riverside Dr., Cincinnati, Ohio, 45202 Investment Related: No Position, Title, Association: Successor TrusteeEmployee Start Date: 07-Oct-2024 No Hours: 0No Hours during trading:0 Duties: I*3126286, Entity Type: Entity Charitable, Name of OBA: Family Nurturing Center , Address: Florence , Kentucky, 41042, Investment Related: Y, Position, Title, Association: Committee, Employee State Date: 10/30/2025, No Hours: 8 Yearly, No Hours during Trading: 8 Yearly, Duties: Investment Advisory Committee J(Director) wanted Financial Professionals on the committee to help her and the Board of the Family Nurturing Center to set some guidelines/direction on monies they are raising for a building they are purchasing and the construction of that building. The treatment and prevention of Child abuse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
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