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Frank Gerard Sposato

Lazard Asset Management LLC

New York, NY

CRD 2955018

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Employer firm

Lazard Asset Management LLC CRD 122836

$121B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-06-05
  • TX RA
    APPROVED_RES
    Since 2003-06-05

Branch Locations

30 Rockefeller Plaza, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lazard Asset Management New York NY 01/2003 Present
Lazard Asset Management Securities Llc New York NY 04/2004 Present
  • 01/2003 → Present
    Lazard Asset Management
    New York, NY
  • 04/2004 → Present
    Lazard Asset Management Securities Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1998-02-02

View on SEC IAPD

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