Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-07-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 05/2014 | Present |
1. 1/18/23 - Pottery Barn - Not Investment Related - At Reported Business Location(s) - 4525 La Jolla Village Drive Space #D - Other - Retail - Part time employment at Pottery Barn - Start Date - 01/30/2023 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-05 |
Reach out to this advisor