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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-03
  • MI RA
    APPROVED
    Since 2024-09-03

Branch Locations

27000 Evergreen Rd, Lathrup Village, MI 48076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preferred Capital Securities, Llc Atlanta GA 07/2016 06/2018
Td Ameritrade Novi MI 03/2019 12/2019
Ihop/Trinity Restaurant Group Canton MI 12/2018 03/2019
Suburban Cadillac Of Plymouth Plymouth MI 10/2018 12/2018
Unemployed N/A MI 06/2018 10/2018
Inland Securities Corporation Oak Brook IL 12/2019 05/2024
Lpl Financial, Llc Lathrup Village MI 05/2024 Present
Bank Of Ann Arbor Plymouth MI 05/2024 10/2025
Michigan First Credit Union Lathrup Village MI 11/2025 Present
  • 07/2016 → 06/2018
    Preferred Capital Securities, Llc
    Atlanta, GA
  • 03/2019 → 12/2019
    Td Ameritrade
    Novi, MI
  • 12/2018 → 03/2019
    Ihop/Trinity Restaurant Group
    Canton, MI
  • 10/2018 → 12/2018
    Suburban Cadillac Of Plymouth
    Plymouth, MI
  • 06/2018 → 10/2018
    Unemployed
    N/A, MI
  • 12/2019 → 05/2024
    Inland Securities Corporation
    Oak Brook, IL
  • 05/2024 → Present
    Lathrup Village, MI
  • 05/2024 → 10/2025
    Bank Of Ann Arbor
    Plymouth, MI
  • 11/2025 → Present
    Michigan First Credit Union
    Lathrup Village, MI
Previous Registrations
  • 2019-05-08 → 2019-12-20
    Td Ameritrade, Inc.
    Novi, MI
  • 2019-05-08 → 2019-12-20
    Td Ameritrade Investment Management, Llc
    Novi, MI
  • 2007-12-06 → 2008-02-26
    Old Mutual Capital
    Denver, CO
  • 2003-05-01 → 2006-05-30
    Aurora, CO
    Denver, CO
    Denver, CO
  • 2002-07-11 → 2003-05-02
    Cuna Brokerage Services, Inc.
    Waverly, IA
Other Businesses

1) 05/07/2024- Investment products and services are offered through LPL Financial LLC using the DBA/trade name BOAA Financial Services- Inv Related-At reported business location(s) 2) 09/04/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/28/2024 - 10 Hours Per Month/ During Trading 3) 10/29/2024 - IHOP Restaurant - Outside/W-2 Employment - Server - Not Investment Related - 5946 N. Sheldon Road, Canton, MI 48187 - Start Date 10/19/2024 - 60 Hours Per Month/ 0 Hours During Trading 4) 12/12/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Michigan First Wealth Management Group - Investment Related - At Reported Business Location(s) - Start Date 11/24/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-29
S63 Uniform Securities Agent State Law Examination 1998-03-09
  • S66 Uniform Combined State Law Examination
    2024-08-29
  • S63 Uniform Securities Agent State Law Examination
    1998-03-09
Other Names
  • Steve Faraji

View on SEC IAPD

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