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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-05-26
  • MI RA
    APPROVED
    Since 2017-05-26

Branch Locations

18100 W Eleven Mile, Lathrup Village, MI 48076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Farmington MI 05/2017 02/2020
Jpmorgan Chase Bank Farmington MI 05/2017 02/2020
Wayne State University Detroit MI 01/2016 05/2018
Pnc Bank Farmington Hills MI 03/2015 04/2017
Pnc Investments Farmington Hills MI 03/2015 04/2017
J.P. Morgan Securities Llc Lathrup Village MI 03/2020 Present
Jpmorgan Chase Bank Lathrup Village MI 03/2020 Present
  • 05/2017 → 02/2020
    Farmington, MI
  • 05/2017 → 02/2020
    Jpmorgan Chase Bank
    Farmington, MI
  • 01/2016 → 05/2018
    Wayne State University
    Detroit, MI
  • 03/2015 → 04/2017
    Pnc Bank
    Farmington Hills, MI
  • 03/2015 → 04/2017
    Pnc Investments
    Farmington Hills, MI
  • 03/2020 → Present
    Lathrup Village, MI
  • 03/2020 → Present
    Jpmorgan Chase Bank
    Lathrup Village, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-20
S63 Uniform Securities Agent State Law Examination 2011-08-18
  • S65 Uniform Investment Adviser Law Examination
    2012-02-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-18
Other Names
  • Richard Srnec
  • Richard Paul Srnec

View on SEC IAPD

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