Richard Paul Srnec

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 02/2020
  J.P. Morgan Securities Llc
  Farmington, MI
• 05/2017 → 02/2020
  Jpmorgan Chase Bank
  Farmington, MI
• 01/2016 → 05/2018
  Wayne State University
  Detroit, MI
• 03/2015 → 04/2017
  Pnc Bank
  Farmington Hills, MI
• 03/2015 → 04/2017
  Pnc Investments
  Farmington Hills, MI
• 03/2020 → Present
  J.P. Morgan Securities Llc
  Lathrup Village, MI
• 03/2020 → Present
  Jpmorgan Chase Bank
  Lathrup Village, MI

Previous Registrations

• 2014-04-09 → 2017-05-05
  Pnc Wealth Management Llc
  Sterling Heights, MI
  Richmond, MI
  Farmington Hills, MI
• 2012-03-02 → 2014-03-20
  Pruco Securities, Llc.
  Troy, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-20
• S63 Uniform Securities Agent State Law Examination
  2011-08-18

Other Names

• Richard Srnec
• Richard Paul Srnec