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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-31
MI RA APPROVED 2010-08-27
  • TX RA
    APPROVED_RES
    Since 2021-03-31
  • MI RA
    APPROVED
    Since 2010-08-27

Branch Locations

28250 Southfield Road Suite 210, Lathrup Village, MI 48076 • United States

28250 Southfield Road Suite 210, Lathrup Village, MI 48076 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cryonics Institute (Michigan Non-Profit Corporation) Clinton Twp MI 02/2006 Present
Sigma Financial Corporation Ann Arbor MI 06/2010 Present
Sigma Planning Corporation Ann Arbor MI 06/2010 Present
  • 02/2006 → Present
    Cryonics Institute (Michigan Non-Profit Corporation)
    Clinton Twp, MI
  • 06/2010 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2010 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

BOARD OF DIRECTORS & ASSISTANT SECRETARY: CRYONICS INSTITUTE, CRYONICS, COMP $0, HRS 1-9. SELL VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. Volunteer Associate Editor / Proofreader - LONG LIFE MAGAZINE (A PUBLICATION OF THE 501C3 NON-PROFIT IMMORTALIST SOCIETY) President and Board Member of Organs for Life, Inc. (formerly Organ CryoPreservation Prize), a 501c3 Not-for-profit organization. The goal is to help make organ transplants safer, less costly and more available, largely through research. Duties as president include coordination of organization activities and as board member include setting general corporate policy. Start date: 8/20/24, approx. 10 hrs/mo, none during mkt hrs. INV REL: N VOLUNTEER AT THE NON-PROFIT 501C3 REDFORD THEATRE: I OCCASIONALLY VOLUNTEER IN ONE OF THE FOLLOWING CAPACITIES: M.C., TICKET SALES, TICKET TAKER, CONCESSIONS, VACUUMER/CLEANER, OTHER AS NEEDED. Serve, with mother, as co-trustee of my father's irrevocable trust. Start date: 10/29/25, less than 1 hr/mo. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-15
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S65 Uniform Investment Adviser Law Examination
    1999-01-15
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23
Other Names
  • Joseph Zelich Kowalsky

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