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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-31 |
| MI | RA | APPROVED | 2010-08-27 |
Branch Locations
28250 Southfield Road Suite 210, Lathrup Village, MI 48076 • United States
28250 Southfield Road Suite 210, Lathrup Village, MI 48076 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cryonics Institute (Michigan Non-Profit Corporation) | Clinton Twp | MI | 02/2006 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 06/2010 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 06/2010 | Present |
BOARD OF DIRECTORS & ASSISTANT SECRETARY: CRYONICS INSTITUTE, CRYONICS, COMP $0, HRS 1-9. SELL VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. Volunteer Associate Editor / Proofreader - LONG LIFE MAGAZINE (A PUBLICATION OF THE 501C3 NON-PROFIT IMMORTALIST SOCIETY) President and Board Member of Organs for Life, Inc. (formerly Organ CryoPreservation Prize), a 501c3 Not-for-profit organization. The goal is to help make organ transplants safer, less costly and more available, largely through research. Duties as president include coordination of organization activities and as board member include setting general corporate policy. Start date: 8/20/24, approx. 10 hrs/mo, none during mkt hrs. INV REL: N VOLUNTEER AT THE NON-PROFIT 501C3 REDFORD THEATRE: I OCCASIONALLY VOLUNTEER IN ONE OF THE FOLLOWING CAPACITIES: M.C., TICKET SALES, TICKET TAKER, CONCESSIONS, VACUUMER/CLEANER, OTHER AS NEEDED. Serve, with mother, as co-trustee of my father's irrevocable trust. Start date: 10/29/25, less than 1 hr/mo. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-23 |
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