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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-10 |
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-04-24 |
Branch Locations
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States
Upper Saddle River, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | New York | NY | 11/2001 | 03/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | Present |
| Massmutual Life Insurance | New York | NY | 07/2016 | Present |
1. Name: Michael Luftman Inv Rel: Y Add: Residential Address Nature: Outside Insurance sales Position: Insurance Broker Start date: 06/2008 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Individual life, health, disability, long-term care, fixed annuities 2. Name: Luftco, INC Inv rel: N Add: Upper Saddle River NY Nature: other Position: owner Start date: 05/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: S-Corp for tax purpose only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-24 |
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