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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-02
  • CA RA
    APPROVED
    Since 2016-11-02

Branch Locations

21700 Oxnard St Suite 1930, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 11/2013 10/2016
Raymond James Financial Services, Inc Woodland Hills CA 10/2016 Present
Raymond James Financial Services Advisors Inc. Woodland Hills CA 11/2016 Present
Jigsaw Wealth Management Woodland Hills CA 10/2016 Present
Aflac Woodland Hills CA 04/2019 Present
Aflac Woodland Hills CA 04/2019 Present
  • 11/2013 → 10/2016
    Los Angeles, CA
  • 10/2016 → Present
    Raymond James Financial Services, Inc
    Woodland Hills, CA
  • 11/2016 → Present
    Woodland Hills, CA
  • 10/2016 → Present
    Jigsaw Wealth Management
    Woodland Hills, CA
  • 04/2019 → Present
    Aflac
    Woodland Hills, CA
  • 04/2019 → Present
    Aflac
    Woodland Hills, CA
Previous Registrations
  • 2013-11-25 → 2016-10-27
    Great Falls, MT
    Los Angeles, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Los Angeles, CA
  • 2007-01-25 → 2013-11-04
    Crowell, Weedon & Co.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

(1)Name of Business: AFLAC Address: 21700 Oxnard Street Suite 1930, Woodland Hills, CA, 91367, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/23/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OFFERING AFLAC PRODUCTS TO SUITED CLIENTS AND PROSPECTS (2)Name of Business: Jigsaw Wealth Management Address: 21700 Oxnard Ave suite 1930, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer Investment Related: No Start Date: 10/26/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-24
S63 Uniform Securities Agent State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2006-04-24
  • S63 Uniform Securities Agent State Law Examination
    2000-12-28
Other Names
  • Mickey Greenberg

View on SEC IAPD

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