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John Roy Triplett

Cetera Investment Advisers LLC

Las Vegas, NV

CRD 2953823

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-05
  • NV RA
    APPROVED
    Since 2025-09-05

Branch Locations

7473 W Lake Mead Blvd Ste 100, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triplett Cpa Firm Las Vegas NV 05/2015 Present
Avantax Investment Services, Inc. Las Vegas NV 10/2015 09/2025
Avantax Advisory Services Las Vegas NV 10/2015 09/2025
Avantax Insurance Agency, Llc Las Vegas NV 10/2015 09/2025
Taxflye.cOm Miami FL 02/2017 12/2019
Lifeskills For Daily Living, A Non Profit Corp Las Vegas NV 04/2017 01/2026
Lifeskills Llc Las Vegas NV 04/2017 01/2020
Cetera Wealth Services, Llc Las Vegas NV 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2015 → Present
    Triplett Cpa Firm
    Las Vegas, NV
  • 10/2015 → 09/2025
    Avantax Investment Services, Inc.
    Las Vegas, NV
  • 10/2015 → 09/2025
    Avantax Advisory Services
    Las Vegas, NV
  • 10/2015 → 09/2025
    Avantax Insurance Agency, Llc
    Las Vegas, NV
  • 02/2017 → 12/2019
    Taxflye.cOm
    Miami, FL
  • 04/2017 → 01/2026
    Lifeskills For Daily Living, A Non Profit Corp
    Las Vegas, NV
  • 04/2017 → 01/2020
    Lifeskills Llc
    Las Vegas, NV
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Las Vegas, NV
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-10-30 → 2025-09-05
    Avantax Advisory Services
    Las Vegas, NV
  • 2012-06-22 → 2015-11-03
    Las Vegas, NV
    Henderson, NV
  • 2011-01-03 → 2012-06-25
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
  • 2008-10-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
  • 2007-05-29 → 2008-11-06
    Las Vegas, NV
  • 2004-06-29 → 2007-05-29
    Citicorp Investment Services
    Las Vegas, NV
    Las Vegas, NV
  • 2003-07-01 → 2004-07-02
    Las Vegas, NV
  • 2003-06-24 → 2003-07-01
    Prudential Equity Group, Llc
    Las Vegas, NV
Other Businesses

1) Triplett CPA Firm, PLLC 7473 W Lake Mead Blvd, Ste 100~Las Vegas~NV~89128~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2015~140hrs~70hrs~Oversee daily operations|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-01
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S65 Uniform Investment Adviser Law Examination
    1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24
Other Names
  • John Triplett
  • Johnnie Roy Triplett
  • Johnnie R Triplett

View on SEC IAPD

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