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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-11 |
| CO | RA | APPROVED | 2026-04-15 |
Branch Locations
4600 S Syracuse St Ste 1000, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Memphis | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | 08/2019 |
| Raymond James & Associates, Inc. | Denver | CO | 08/2019 | 07/2022 |
| Rbc Capital Markets, Llc | La Jolla | CA | 07/2022 | 04/2023 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 05/2023 | 04/2026 |
| Principal Life Insurance Company | Denver | CO | 04/2026 | Present |
| Principal Securities, Inc. | Denver | CO | 04/2026 | Present |
INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2026 ADDRESS: 4600 Syracuse Street, Suite 1000, Denver CO 80237, United States DESCRIPTION: Life, disability, annuities, long-term care, health, Medicare supplements, group benefits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-28 |
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