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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-29
OH RA APPROVED 2000-06-13
  • TX RA
    APPROVED_RES
    Since 2017-03-29
  • OH RA
    APPROVED
    Since 2000-06-13

Branch Locations

8008 N High St, Columbus, OH 43235 • United States

571 S 3Rd St, Columbus, OH 43215 • United States

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 09/2005 03/2020
Ameriprise Financial Services, Llc Columbus OH 03/2020 Present
Other Businesses

Business Ownership; 53 N High St, LLC; ; Real Estate; 53 N High StDublin, Ohio 43017, ,; Not Investment-Related; 11/25/2014; 0 hours per month; 0 during trading hours / TRLT Ventures, LLC; Co-owner; Manage Ameriprise Business; 8008 North High St , , Columbus, OH, 43235; Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; TRLT Ventures LLC.; Private Wealth Advisor; Manage advisory business; 8008 N. High Street, , Columbus , OH, 43235; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2004-01-16

View on SEC IAPD

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