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Kenneth Patrick Hanley

Stifel, Nicolaus & Company, Incorporated

Coeur D'ALene, ID

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2015-04-30
  • ID RA
    APPROVED
    Since 2015-04-30

Branch Locations

Riverview Tower 2100 Northwest Blvd Suite 390, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Coeur D'ALene ID 04/2015 Present
  • 04/2015 → Present
    Stifel Nicolaus & Co Inc
    Coeur D'ALene, ID
Previous Registrations
  • 2009-12-10 → 2015-05-04
    D.A. Davidson & Co.
    Coeur D'ALene, ID
  • 2008-01-01 → 2009-12-11
    Wells Fargo Clearing Services, Llc
    Coeur D'ALene, ID
  • 2007-05-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Coeur D'ALene, ID
  • 2002-05-06 → 2007-05-18
    Wells Fargo Investments, Llc
    Hayden Lake, ID
    Coeur D'ALene, ID
    Hayden Lake, ID
    Post Falls, ID
    Coeur D'ALene, ID
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-29
S65 Uniform Investment Adviser Law Examination 1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1999-11-29
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
Other Names
  • Kenneth P. Hanley

View on SEC IAPD

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DEVLIN Cate FLAMM
ANTHONY ALAN OSS
MICHELLE SCHINI HANELINE
Brian Michael Parasida

Other Offices

LPL FINANCIAL LLC · COEUR D'ALENE, ID
WELLS FARGO CLEARING SERVICES, LLC · COEUR D'ALENE, ID
RAYMOND JAMES & ASSOCIATES, INC. · Coeur D Alene, ID
SANCTUARY ADVISORS, LLC · COEUR D'ALENE, ID
LPL FINANCIAL LLC · COEUR D'ALENE, ID
WARDIAN WEALTH MANAGEMENT, INC. · COEUR D'ALENE, ID
MADISON AVENUE SECURITIES, LLC · COEUR D'ALENE, ID
WARDIAN WEALTH MANAGEMENT, INC. · Coeur d'Alene, ID

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