Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-06-13 |
| MD | RA | APPROVED | 2022-08-29 |
| MO | RA | APPROVED | 2022-05-02 |
| WA | RA | APPROVED | 2022-03-29 |
| SC | RA | APPROVED | 2021-12-08 |
| UT | RA | APPROVED | 2021-11-23 |
| MN | RA | APPROVED | 2021-09-29 |
| NH | RA | APPROVED | 2021-05-14 |
| NY | RA | APPROVED | 2021-04-16 |
| DC | RA | APPROVED | 2021-01-13 |
| AK | RA | APPROVED | 2020-04-15 |
| MI | RA | APPROVED | 2019-07-30 |
| AZ | RA | APPROVED | 2019-07-17 |
| MA | RA | APPROVED | 2019-03-19 |
| VA | RA | APPROVED | 2019-03-08 |
| CO | RA | APPROVED | 2019-02-15 |
| GA | RA | APPROVED | 2018-09-26 |
| PA | RA | APPROVED | 2017-10-05 |
| IL | RA | APPROVED | 2017-01-31 |
| NV | RA | APPROVED | 2017-01-30 |
| FL | RA | APPROVED | 2017-01-24 |
| NC | RA | APPROVED | 2017-01-23 |
| TX | RA | APPROVED | 2017-01-23 |
| CA | RA | APPROVED | 2017-01-19 |
| CT | RA | APPROVED | 2017-01-19 |
| NJ | RA | APPROVED | 2017-01-19 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Rye Brook, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardain Life Insurance Company | New York | NY | 07/2004 | Present |
| Park Avenue Securities | New York | NY | 01/2005 | Present |
| Guardian Life Insurance Company | Rye Brook | NY | 06/2024 | Present |
| Park Avenue Securities | Rye Brook | NY | 06/2024 | Present |
1. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN)--I place non-guardian business with outside insurance carriers, Start: 10/01/2004, Address: 437 Madison Avenue, 29th floor NY, NY 10022, 8 total hours per month; 8 during securities trading hours, Investment related, More than 10% annual compensation, 2. Tempus Financial Group, LLC-DBA which will be used for marketing purposes, Start: 02/04/2019, Address: 437 Madison Avenue, 29th floor NY, NY 10022, 150 total hours per month; 150 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-10 |
Reach out to this advisor