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6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-30 |
Branch Locations
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 10/1999 | Present |
| Michael G. Glowny Cpa, Pc | Buffalo | NY | 11/1996 | Present |
| Wny Asset Management, Llc | Williamsville | NY | 08/2010 | Present |
1) Michael G. Glowny CPA, PC, president, 160 hours per month, 120 during market, non-investment related; 2) WNY Asset Management, solicitor, less than one hour per month during trading, investment related 3) Vice-President of an S Corporation formed with my son that is a farming business, non-investment related 4) Cadaret, Grant & Co., Inc., broker, less than one hour per month during trading, investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-23 |
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