Steven Richard Colford

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-08-17

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial Llc	Chapel Hill	NC	06/2016	07/2019
First Citizens Investor Services	Raleigh	NC	04/2025	Present
First Citizens Bank	Raleigh	NC	04/2025	Present
Wake County Public Schools	Cary	NC	08/2020	06/2022
Ascensus	Cary	NC	10/2022	04/2025
North Carolina State University	Raleigh	NC	07/2019	05/2020
Unemployed	Cary	NC	07/2022	09/2022
First Citizens Asset Management	Raleigh	NC	08/2026	Present

2016-07-01 → 2019-07-02

Founders Financial Alliance, Llc

Chapel Hill, NC

Raleigh, NC
2013-10-24 → 2016-05-11

Tiaa-Cref Individual & Institutional Services, Llc

Durham, NC
2003-07-01 → 2013-10-01

Wells Fargo Clearing Services, Llc

Chapel Hill, NC

Durham, NC
2001-12-31 → 2003-07-01

Prudential Equity Group, Llc

Durham, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-11-14
S63	Uniform Securities Agent State Law Examination	2025-11-03

Other Firms