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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-09-15
  • TX RA
    APPROVED
    Since 2003-09-15

Branch Locations

8955 Katy Freeway Suite 312, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Houston TX 03/2003 Present
  • 03/2003 → Present
    Raymond James & Associates
    Houston, TX
Previous Registrations
Other Businesses

(1)Name of Business: Bay Court Interests Inc Address: 13514 Winter Creek Ct, Houston, TX, 77077, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 07/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As VP I would be able to sign checks to cover expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-17
S63 Uniform Securities Agent State Law Examination 2001-03-12
  • S65 Uniform Investment Adviser Law Examination
    2023-04-17
  • S63 Uniform Securities Agent State Law Examination
    2001-03-12
Other Names
  • Lori Pelletier
  • Lori Ann Pelletier
  • Lori A Scott
  • Lori Ann Scott

View on SEC IAPD

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Other Offices

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