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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-09-29 |
Branch Locations
4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States
401 S Tryon St 3Rd Fl, Charlotte, NC 28202 • United States
Stanley, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Norman | NC | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Norman | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-20 |
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