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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| NJ | RA | APPROVED | 2012-06-07 |
| TX | RA | APPROVED | 2012-06-07 |
Branch Locations
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
Rumson, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
CO-TRUSTEE FOR FAMILY FRIEND; INV RELATED; RUMSON, NJ; START 4/2012; 0 HRS PER MONTH. DONOVAN MANNATO PRODUCTIONS LLC / BACK TO THE FUTURE THE MUSICAL; NOT INV RELATED; RUMSON, NJ; 100% OWNERSHIP / PRODUCER; MUSICAL PLAY PRODUCTION; START 2/2014; 8 HRS PER MONTH; 0 HRS DURING TRADING; DEVELOP & PRODUCE BACK TO THE FUTURE INTO A MUSICAL. GEP TALENT SERVICES LLC, NOT INV RELATED, BURBANK, CA, ACTOR, START 10/1/1992, ZERO HOURS PER MONTH, ZERO DURING TRADING, RESIDUALS FOR PREVIOUS ACTING ROLE. UPTOWN CHARLY BROWN STUD LLC (UTCB), INV RELATED, STATEN ISLAND, NY, 3% OWNERSHIP, START 8/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTEND RACES AND VISIT FARM FOR RACEHORSES. DONOVAN MANNATO PRODUCTIONS LLC, NOT INV RELATED, RUMSON, NJ, 100% OWNER, START: 9/15/2018, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: PRODUCE MUSICALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
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