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Paul Thomas Ulanich

Rbc Capital Markets, LLC

Red Bank, NJ

Freehold, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-21
TX RA APPROVED_RES 2024-10-21
  • NJ RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED_RES
    Since 2024-10-21

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Freehold, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 10/2024
Rbc Capital Markets, Llc Red Bank NJ 10/2024 Present
Previous Registrations
  • 2007-05-29 → 2024-10-24
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    Long Island City, NY
    New York, NY
    Long Island City, NY
    New York, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    New York, NY
    New York, NY
    Short Hills, NJ
    Fort Lee, NJ
    Freehold, NJ
  • 2004-12-07 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2000-05-25
Other Names
  • Paul T Ulanich

View on SEC IAPD

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