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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1216 W Southern Ave, Mesa, AZ 85202 • United States

61 N Country Club Dr, Mesa, AZ 85201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chandler AZ 10/2012 Present
Previous Registrations
  • 2008-07-31 → 2012-10-01
    Chase Investment Services Corp.
    Laveen, AZ
    Maricopa, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
  • 2007-07-09 → 2008-07-28
    Questar Asset Management, Inc.
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
S63 Uniform Securities Agent State Law Examination 1997-12-06
  • S66 Uniform Combined State Law Examination
    2007-07-03
  • S63 Uniform Securities Agent State Law Examination
    1997-12-06
Designations
Other Names
  • Manuel A Canales
  • Manny Canales
  • Manuel Amparano Canales

View on SEC IAPD

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