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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-04-22 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States
Buckley, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Seattle | WA | 04/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-30 |
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