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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-04-22
  • WA RA
    APPROVED
    Since 2009-04-22

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States

Buckley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Seattle WA 04/2009 Present
  • 04/2009 → Present
    Wedbush Securities
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-13
S63 Uniform Securities Agent State Law Examination 1997-10-30
  • S65 Uniform Investment Adviser Law Examination
    1997-11-13
  • S63 Uniform Securities Agent State Law Examination
    1997-10-30

View on SEC IAPD

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