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Andrew Wade Dupont

Vanguard Advisers, Inc.

Plano, TX

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-27
  • TX RA
    APPROVED
    Since 2023-03-27

Branch Locations

7900 Windrose Avenue, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Plano TX 04/1998 01/2021
The Vanguard Group, Inc. Plano TX 03/2023 Present
Unemployed Mckinney TX 01/2021 03/2023
  • 04/1998 → 01/2021
    Td Ameritrade, Inc
    Plano, TX
  • 03/2023 → Present
    The Vanguard Group, Inc.
    Plano, TX
  • 01/2021 → 03/2023
    Unemployed
    Mckinney, TX
Previous Registrations
  • 2003-09-11 → 2021-01-11
    Td Ameritrade, Inc.
    Plano, TX
    Dallas, TX
    Plano, TX
    Frisco, TX
  • 2006-05-16 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Plano, TX
    Dallas, TX
    Plano, TX
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-10
S66 Uniform Combined State Law Examination 2003-08-12
  • S63 Uniform Securities Agent State Law Examination
    2023-02-10
  • S66 Uniform Combined State Law Examination
    2003-08-12
Designations
Other Names
  • Andrew Wade Dupont
  • Andrew Dupont

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