Mark Harvey Schlipman

Current Employers

Employment History

• 04/2004 → 11/2016
  Lpl Financial, Llc
  Quincy, IL
• 11/2016 → Present
  Cwm, Llc
  Quincy, IL
• 01/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2004-12-02 → 2014-04-28
  Lpl Financial Llc
  Quincy, IL

Other Businesses

1.CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP. INV REL: YES, ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION: IAR, START DATE: 11/2016, APX HOURS PER WEEK: 40, APX HOURS DURING TRADING: 32.5, DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. 2.FIXED INSURANCE WITH VARIOUS COMPANIES INV REL: YES ADDRESS: SAME NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 4 DURING TRADING HOURS: 4 POSITION INSURANCE AGENT DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 3.SCHLIPMAN WEALTH ADVISORS INV REL: YES ADDRESS: SAME NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2013 POSITION: FINANCIAL ADVISOR/OWNER/CEO APX NUMBER OF HOURS PER WEEK: 40 DURING TRADING HOURS: 40 DUTIES: FINANCIAL ADVISOR 4. MARK SCHLIPMAN INC. INV REL: NO ADDRESS: SAME NATURE OF BUSINESS: BUSINESS ENTITY START DATE: 9/2005 POSITION: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL DURING TRADING HOURS: MINIMAL DUTIES: BUSINESS ENTITY FOR TAX AND ACCOUNTING PURPOSES ONLY 5.T2 PROPERTY MANAGEMENT CORP. INV REL: NO ADDRESS: SAME NATURE OF BUSINESS: BUSINESS ENTITY TO HOLD OUR OFFICE BUILDINGS START DATE: 1/2008 POSITION: OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL DURING TRADING HOURS: MINIMAL DUTIES: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY 6.MHS QUINCY INC INV REL: NO ADDRESS: SAME NATURE OF BUSINESS: BUSINESS ENTITY START DATE: 1/2005 POSITION: OWNER APX NUMBER OF HOURS PER WEEK: 2 DURING TRADING HOURS: 2 DUTIES: BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY 7.CHURCH OF ST. PETER INV REL: NO ADDRESS: 2600 MAINE STREET, QUINCY, IL 62301 NATURE OF BUSINESS: BOARD MEMBER START DATE: 2014 POSITION: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 DURING TRADING HOURS: 1 DUTIES: HELP ADVISE THE PASTOR ON FINANCIAL MATTERS. NO CONTROL OVER CHURCH FINANCES. WE MEET AS A GROUP, LISTENING TO PASTOR AND PROVIDING SUGGESTIONS AND RECOMMENDATIONS ON ALL ISSUES REGARDING PARISH LIFE 8. NAME OF OTHER BUSINESS: SIMPLE ROAD LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOK PUBLISHING; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: CO-AUTHOR/OWNER; APX # OF HOURS PER WEEK: 5; APX # OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: WRITE AND PUBLISH SELF HELP BOOK 9. THE EISENHOWER FOUNDATION; INV REL: NO; 200 S E 4TH ST AILENE, KS 67410; NON PROFIT; 10/2025; BOARD MEMBER; APX # OF HRS PER WK: .01; PROMOTE THE LEGACY OF PRESIDENT DWIGHT EISENHOWER:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-01
• S63 Uniform Securities Agent State Law Examination
  1997-11-15