Miguel Angel Barbosa-machado

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-11-29
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2018-09-12
NJ	RA	APPROVED	2018-08-06

CT RA
APPROVED

Since 2021-11-29
NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2018-09-12
NJ RA
APPROVED

Since 2018-08-06

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc.	New York	NY	03/2012	06/2018
Ubs Financial Services Inc	New York	NY	06/2018	Present

03/2012 → 06/2018

J.P Morgan Securities Llc.

New York, NY
06/2018 → Present

Ubs Financial Services Inc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-02
S63	Uniform Securities Agent State Law Examination	2001-07-11

S66 Uniform Combined State Law Examination

2018-08-02
S63 Uniform Securities Agent State Law Examination

2001-07-11

Other Names

Barbosa
Miguel Angel Barbosa
Miguel Angel Barbosa-Machado
Miguel Barbosa Machado

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews