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Current Employers
Proathlete Wealth Management Llc

4401 N. Federal Highway, Suite 201, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-12-26
FL RA APPROVED 2022-04-08
TX RA APPROVED_RES 2022-03-23
  • NV RA
    APPROVED
    Since 2023-12-26
  • FL RA
    APPROVED
    Since 2022-04-08
  • TX RA
    APPROVED_RES
    Since 2022-03-23

Branch Locations

4401 N. Federal Highway Suite 201, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proathlete Financial Group Inc Boca Raton FL 09/1997 Present
National Securities Corporation Boca Raton FL 11/2013 03/2022
National Asset Management, Inc. Boca Raton FL 11/2013 03/2022
Proathlete Wealth Management Llc Boca Raton FL 08/2017 Present
Proathlete Business Management Llc Boca Raton FL 05/2016 Present
Peak Brokerage Services, Llc Jupiter FL 03/2022 Present
  • 09/1997 → Present
    Proathlete Financial Group Inc
    Boca Raton, FL
  • 11/2013 → 03/2022
    National Securities Corporation
    Boca Raton, FL
  • 11/2013 → 03/2022
    National Asset Management, Inc.
    Boca Raton, FL
  • 08/2017 → Present
    Boca Raton, FL
  • 05/2016 → Present
    Proathlete Business Management Llc
    Boca Raton, FL
  • 03/2022 → Present
    Peak Brokerage Services, Llc
    Jupiter, FL
Previous Registrations
  • 2014-05-02 → 2022-03-28
    Boca Raton, FL
  • 2005-07-18 → 2014-05-06
    Asset & Financial Planning, Ltd
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

(1) PROATHLETE FINANCIAL GROUP, INC., INVESTMENT RELATED BOCA RATON, FL OWNER START DATE 1/1997 APPROXIMATELY 2 HRS PER MONTH ZERO DURING TRADING HOURS. FIXED INSURANCE BUSINESS*** (2) AMERICAN BUSINESS GENERAL AGENT, NON INVESTMENT RELATED, NEW YORK NY ,LIFE INSURANCE, INSURANCE AGENT,START DATE 09/1997, 12 HOURS/MONTH, NONE DURING TRADING HOURS,LIFE INSURANCE AGENT. (3) PROATHLETE BUSINESS MANAGEMENT, SERVICES OFFERED TO PBM CLIENTS INCLUDE Guidance on budgeting and cash management issues; General bookkeeping and expense reconciliation; Personal financial guidance on matters such as, but not limited to: Housing arrangements, Vehicle acquisitions / dispositions, Non-security and non-investment related purchases, leases, and dispositions; Assistance with relocation logistics; Guidance on branding; and/or Guidance on business management, Owner, BOCA RATON, FL, 8-15 HRS PER MONTH ALL DURING TRADING HRS., NOT INVESTMENT RELATED. (4) ProAthlete Wealth management; RIA; Clients' Asset Management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-26
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S65 Uniform Investment Adviser Law Examination
    2005-06-26
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15

View on SEC IAPD

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