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Andrew William Ballagh

State Farm Investment Management Corp.

Las Vegas, NV

CRD 4044066

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-10-16
NV RA APPROVED 2023-07-03
  • MI RA
    APPROVED
    Since 2024-10-16
  • NV RA
    APPROVED
    Since 2023-07-03

Branch Locations

7455 W. Azure Dr. Suite 110, Las Vegas, NV 89130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Las Vegas NV 09/1999 Present
Andrew Ballagh Insurance Agency Las Vegas NV 01/2003 Present
State Farm Investment Management Corp Las Vegas NV 09/2018 06/2019
State Farm Investment Management Corp Las Vegas NV 06/2023 Present
Other Businesses

1) Whole Armor Veterans Ministry; Non-Investment Related; 3674 Harwick Hallway, Las Vegas, NV 89135; Association/Committee/Council; Director; 3/1/2019; 5 HR/MO & 2 HR/MO; I am the administrator of this non-profit ministry support group for veterans. I won't have any money handling responsibilities but may solicit for donations. 2) Shea @ Tenaya Village Owner's Association; non-investment related; 7455 W AZURE DR LAS VEGAS, NV 89130; Association/Committee/Council; Officer/Board Member/Other; 2/3/2020; 1; 1; no duties. 3) Andrew Ballagh's Insurance Agency; Insurance Agency; Investment-related; 7455 W Azure Dr Ste 110 Las Vegas, NV 89130-4431; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2000; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 2000-01-07
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    2000-01-07
Other Names
  • Andy Ballagh

View on SEC IAPD

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