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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-10-12
  • CA RA
    APPROVED
    Since 2015-10-12

Branch Locations

660 N. Diamond Bar Blvd #268, Diamond Bar, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Rowland Heights CA 09/2015 Present
  • 09/2015 → Present
    Independent Financial Group
    Rowland Heights, CA
Previous Registrations
  • 2010-01-11 → 2015-10-19
    San Gabriel, CA
    Rowland Heights, CA
    San Gabriel, CA
    City Of Industry, CA
    Windsor, CT
    Clackamas, OR
  • 2007-09-11 → 2009-02-02
    Banc Of America Investment Services, Inc.
    Pasadena, CA
  • 2005-10-24 → 2007-09-20
    Hacienda Heights, CA
    City Of Industry, CA
  • 2005-02-14 → 2005-10-05
    Citicorp Investment Services
    Monterey Park, CA
  • 2002-07-05 → 2005-01-13
    Ubs International Inc.
    Los Angeles, CA
  • 1998-05-14 → 2002-07-31
    City Of Industry, CA
Other Businesses

(1) TSANSHIAU SHAWN LIN POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 660 N. Diamond Bar Blvd #268, Diamond Bar CA 91765, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-25
  • S66 Uniform Combined State Law Examination
    1997-11-25
Other Names
  • Tsanshiau S Lin

View on SEC IAPD

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