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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-25 |
Branch Locations
655 W Broadway, 12Th Fl, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 07/2010 | 10/2021 |
| Thrivent Advisor Network, Llc | Fallbrook | CA | 11/2021 | 05/2023 |
| Apex Fintech Solutions | Dallas | TX | 05/2023 | 05/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2024 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 10/2024 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 10/2024 | Present |
| Cetera Investment Advisors Llc | San Diego | CA | 10/2024 | Present |
| Unemployed | Fallbrook | CA | 05/2024 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
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