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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-19 |
| CA | RA | APPROVED | 1999-05-20 |
Branch Locations
99 S Lake Ave Ste 500, Pasadena, CA 91101 • United States
Arcadia, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glendale | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Pasadena | CA | 03/2020 | Present |
Real Estate Ownership; Townhouse; 500 N. Rosemead Blvd, Unit 4, Pasadena, CA 91107, ,; ; 01/01/2006 / Single Family; 591 N Sunnyslope Ave, , Pasadena, CA, 91107; Not Investment-Related; 05/01/2017. Business Ownership; Pumpkin Spice Latte, LLC; Co-owner; Manage Ameriprise Business; 99 S Lake Ave, Suite 500, Pasadena, CA, 91101; Not Investment-Related; 10/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-02 |
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