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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

16655 W Bluemound Rd Suite 150, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matrise, Polzin & Company Brookfield WI 05/2003 Present
Girard Securities, Inc. San Diego CA 03/2011 04/2017
Woodbury Financial Services Inc Brookfield WI 04/2017 01/2024
Osaic Wealth, Inc. Brookfield WI 01/2024 Present
  • 05/2003 → Present
    Matrise, Polzin & Company
    Brookfield, WI
  • 03/2011 → 04/2017
    Girard Securities, Inc.
    San Diego, CA
  • 04/2017 → 01/2024
    Woodbury Financial Services Inc
    Brookfield, WI
  • 01/2024 → Present
    Brookfield, WI
Previous Registrations
  • 2019-09-04 → 2024-01-19
    Woodbury Financial Services, Inc.
    Brookfield, WI
Other Businesses

1) ABATE OF WI POSITION: State Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2013 ADDRESS: P.O. Box 38, Brookfield WI 53008, United States DESCRIPTION: Working with regional treasurers on monthly reporting, entering data into Quickbooks for the Corporation. 2. MIDWEST PLANNING COMPANY, LLC DBA MPC ADVISERS POSITION: Director of Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 08/01/1996 ADDRESS: 16655 W Bluemound Road, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Daily operations of the business, management of Service Center, back up to Service Center processing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
  • S66 Uniform Combined State Law Examination
    2006-04-11
Other Names
  • Lauren Marie Thomas
  • Lauren Marie Pawlak
  • Lauren Marie Pawlak
  • Lauren Marie Thomas
  • Lauren Marie Thompson

View on SEC IAPD

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