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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
16655 W Bluemound Rd Suite 150, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Matrise, Polzin & Company | Brookfield | WI | 05/2003 | Present |
| Girard Securities, Inc. | San Diego | CA | 03/2011 | 04/2017 |
| Woodbury Financial Services Inc | Brookfield | WI | 04/2017 | 01/2024 |
| Osaic Wealth, Inc. | Brookfield | WI | 01/2024 | Present |
1) ABATE OF WI POSITION: State Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 10/13/2013 ADDRESS: P.O. Box 38, Brookfield WI 53008, United States DESCRIPTION: Working with regional treasurers on monthly reporting, entering data into Quickbooks for the Corporation. 2. MIDWEST PLANNING COMPANY, LLC DBA MPC ADVISERS POSITION: Director of Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 120 START DATE: 08/01/1996 ADDRESS: 16655 W Bluemound Road, Suite 150, Brookfield WI 53005, United States DESCRIPTION: Daily operations of the business, management of Service Center, back up to Service Center processing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-11 |
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