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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2018-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 05/2014 | 09/2018 |
| American Savings Bank | Honolulu | HI | 09/2018 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 09/2018 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 09/2018 | Present |
1) AMERICAN SAVINGS BANK - PROGRAM MANAGER/DIRECTOR OF AMERICAN SAVINGS INVESTMENT SERVICES 2) SUCCESSOR TRUSTEE OF FATHER'S TRUST, 1/HR/WK; 3) COMMITTEE MEMBER ON RETIREMENT PLAN COMMITTEE AT AMERICAN SAVINGS BANK; ASSIST WITH PLAN ADMINISTRATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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