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E Allen Hancock

Independent Advisor Alliance, LLC

Columbia, SC

CRD 2945957

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Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-09
GA RA APPROVED 2017-08-24
SC RA APPROVED 2017-07-19
  • TX RA
    APPROVED_RES
    Since 2018-01-09
  • GA RA
    APPROVED
    Since 2017-08-24
  • SC RA
    APPROVED
    Since 2017-07-19

Branch Locations

1213 Lady Street Suite 200, Columbia, SC 29201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Columbia SC 08/2008 Present
Independent Advisor Alliance, Llc Columbia SC 07/2017 Present
Previous Registrations
  • 2003-07-28 → 2008-08-04
    Osaic Fs, Inc.
    Columbia, SC
    Columbia, SC
Other Businesses

1. 9/12/2008 - FIRST COMMUNITY FINANCIAL CONSULTANTS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/3/2017 - Independent Advisor Alliance (IAA) - DBA: (Hybrid) Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/18/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/3/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/3/2017 - Independent Advisor Alliance - DBA: (Hybrid) First Community Financial Consultants - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/18/17 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/3/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-09-18
  • S66 Uniform Combined State Law Examination
    1997-09-18
Designations
  • Certified Financial Planner
Other Names
  • Edwin Allen Hancock
  • Allen Hancock
  • Edwin Allen Jr Hancock

View on SEC IAPD

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