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1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1370 Valley Vista Dr Suite 200, Diamond Bar, CA 91765 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Diamond Bar | CA | 12/2011 | 06/2017 |
| Llg Wealth Management | Diamond Bar | CA | 07/2017 | Present |
| Document Protection Service | Walnut | CA | 01/2008 | Present |
BUSINESS OWNERSHIP:DOCUMENT PROTECTION SERVICE,OWNER,DOCUMENT SCANNING AND ONLINE STORAGE,INC:$3,000 TO $3,999,HRS:1-9. SELF-PUBLISHED AUTHOR: START DATE:05/2026;DEVOTE 10 HOURS PER MONTH WITH 0 HOURS DURING SECURITIES TRADING HOURS. THE CONTENT IS STRICTLY EDUCATIONAL WITH NON-FINANCIAL GENERATIONAL WEALTH TOPICS AND DOES NOT CONTAIN INVESTMENT RECOMMENDATIONS, SPECIFIC STOCK ANALYSIS, OR FINANCIAL PLANNING ADVICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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