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Paolo Luca Giacomo Marini

Clearbridge Investments, LLC

New York, NY

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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2006-05-15
  • FL RA
    APPROVED
    Since 2006-05-15

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc. Miami FL 12/2005 Present
Clearbridge Investments Llc New York NY 05/2006 Present
Legg Mason & Co Llc. Miami FL 12/2005 07/2021
  • 12/2005 → Present
    Franklin Distributors, Llc.
    Miami, FL
  • 05/2006 → Present
    Clearbridge Investments Llc
    New York, NY
  • 12/2005 → 07/2021
    Legg Mason & Co Llc.
    Miami, FL
Previous Registrations
Other Businesses

Rental Property; Miami, Florida; Owner/Landlord; Approx 6 hours per month; no time devoted during normal securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-17
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S65 Uniform Investment Adviser Law Examination
    2004-06-17
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22
Other Names
  • Paolo Marini
  • Paolo Lucagiacomo Marini
  • Paolo Lucagiacomo Marini

View on SEC IAPD

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