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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-11-04 |
| TX | RA | APPROVED_RES | 2020-12-16 |
| MA | RA | APPROVED | 2010-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Worcester | MA | 12/2010 | Present |
| Private Wealth Management Group Llc | Worcester | MA | 02/2012 | 10/2016 |
1. 12/10/2010: PRIVATE WEALTH MANAGEMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 2. 12/10/2010: NORTHBRIDGE BENEFIT GROUP/NORTH BRIDGE FINANCIAL GROUP - NON-VARIABLE INSURANCE - DBA: DYER & ASSOCIATIES - INV REL - AT REPORTED BUSINESS LOCATION(S) - Employee Benefit practice and HR service. I work with small and mid size business owners and their HR departments to help with analysis, selection, and implementation of employee benefit programs. 3. 12/10/2010: NO BUSIENSS NAME - TV - NOT INV REL - At Reported Business Location(s) - Television producer. I produce a business interview show on a local community access television station. This is an interview style show and I have local business people and politicians on the program - 5% TIME SPENT. 4. 01/28/2013: CAMBRIDGE WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 5. 11/07/2016: Beacon College Advisors - College - Not Investment Related - At Reported Business Location(s) - Start 10/01/2016 - 20 Hr/Mo; 2 Hour(s) During Securities Trading - Owner/advisor. Provide advice to parents of high school age and college age students on non-financial aspects. 6. 7/23/2020 - PWMG - DBA: tjdpwmg.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/20/2020 - 1 Hour Per Month During Securities Trading. 7. 11/25/2020 - Private Wealth Advisory Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/03/2020 - 30 Hours Per Month/8 Hours During Securities Trading. 8. 2/4/2021 - The Private Wealth Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/01/2021 - 30 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-16 |
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