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James Ross Gulla

Huntleigh Advisors, Inc.

Memphis, TN

St. Louis, MO

CRD 2944487

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Employer firm

Huntleigh Advisors, Inc. CRD 113412

$782M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Huntleigh Advisors, Inc.

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-04-21
  • TN RA
    APPROVED
    Since 2025-04-21

Branch Locations

154 Timber Creek Road Suite 1, Memphis, TN 38018 • United States

7800 Forsyth Blvd. 5Th Floor, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
K. W. Chambers & Co. St. Louis MO 08/1997 Present
  • 08/1997 → Present
    K. W. Chambers & Co.
    St. Louis, MO
Previous Registrations
  • 2004-08-19 → 2023-03-28
    Datatex Investment Services Inc
    Memphis, TN
Other Businesses

INSURANCE SALES WITH VARIOUS VENDORS (LIFE, HEALTH, VARIABLE)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-10
S63 Uniform Securities Agent State Law Examination 1998-09-09
  • S65 Uniform Investment Adviser Law Examination
    2003-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-09-09

View on SEC IAPD

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