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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clear Lake | TX | 11/2006 | Present |
| Bank Of America,N.A. | Houston | TX | 06/2011 | Present |
I*107683For profit or not for profit: For-Profit OrganizationName of outside business organization: ABS Investments 803 LLCInvestment related: NAddress of business:Houston, Texas 77059Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 9/20/2017Number of hours devoted: 12 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: My wife and I are purchasing a rental property. My responsibilities are to find quality tenants and provide upkeep of the property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-24 |
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