Misty Jones

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-02-15
CA	RA	APPROVED	2004-11-22

TX RA
APPROVED_RES

Since 2011-02-15
CA RA
APPROVED

Since 2004-11-22

Branch Locations

1455 First Street Suite 300, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Napa	CA	04/2000	Present

04/2000 → Present

Ubs Financial Services

Napa, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-19
S63	Uniform Securities Agent State Law Examination	1999-08-12

S66 Uniform Combined State Law Examination

2004-11-19
S63 Uniform Securities Agent State Law Examination

1999-08-12

Other Names

Misty Mary Jones
Misty M Tarver

View on SEC IAPD

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Other Investors

ERIC FLORES GONZALES

CYNTHIA LYNN VOTH

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Katherine Engel

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Beatriz Adriana Buenrostro

Austin P Fitzpatrick

Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA

MORGAN STANLEY · Napa, CA

HARRINGTON INVESTMENTS, INC. · NAPA, CA

LPL FINANCIAL LLC · NAPA, CA

HARRINGTON INVESTMENTS, INC. · NAPA, CA

WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA

5T WEALTH, LLC · NAPA, CA

BENEFITS PLUS, LLC · NAPA, CA

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