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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2007-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2007 | Present |
| Froistad & Associates, Inc. | Green Bay | WI | 01/2003 | Present |
1) FROISTAD & ASSOCIATES, INC.; NOT INV REL; TAX, ACCTG, PAYROLL BUSINESS; SINCE 01/2003, 50H/WK DURING TRADING HOURS; OWNER, TAX RETURNS WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS 2)NAME OF OTHER BUSINESS: OTTO INVESTMENTS LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 02/2021 POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: PAY BILLS, COLLECT RENT, MAINTENANCE OF BUILDING ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-27 |
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